-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqumUetwywxk9i3qfopEDog2iLAIRu9CCjbQO2viMB04CW4bg8qymPFXFozdvDgx AgbwcQn3hkX+bOt+YkJtsw== 0001193125-06-029210.txt : 20060214 0001193125-06-029210.hdr.sgml : 20060214 20060213180944 ACCESSION NUMBER: 0001193125-06-029210 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060213 GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC III L.P. GROUP MEMBERS: TA VENTURE INVESTORS L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATROL INC CENTRAL INDEX KEY: 0001025573 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 953560780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55331 FILM NUMBER: 06605550 BUSINESS ADDRESS: STREET 1: 21411 PRAIRIE ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187396000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT VII L P CENTRAL INDEX KEY: 0000938846 IRS NUMBER: 043181563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746700 MAIL ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH STREET SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO.             ) *

 

 

 

 

 

Natrol, Inc.

(Name of Issuer)

 

 

Common Stock Par Value $.01

(Title of Class of Securities)

 

 

638789 10 7

                                (CUSIP Number)                                

 

 

12/31/05

(Date of Event Which Requires Filing of this Statement)

 

 

THIS SCHEDULE IS BEING FILED PURSUANT TO RULE 13d-1

 

 

Check the following box if a fee is being paid with this statement [    ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7).

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Page 1


CUSIP NO. 638789 10 7   13G    

 

  1  

NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON

 

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

 

 

 

 

04-3181563

04-3299318

04-3068354

  2  

CHECK THE BOX IF A MEMBER OF A GROUP*

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

 

 

Delaware

Delaware

Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

WITH

 

  5    SOLE VOTING POWER

 

         Advent VII L.P.

         Advent Atlantic and Pacific III L.P.

         TA Venture Investors L.P.

 

 

970,948
567,666
22,706

 

 

  6    SHARED VOTING POWER

 

        N/A

   
 

  7    SOLE DISPOSITIVE POWER

 

         Advent VII L.P.

         Advent Atlantic and Pacific III L.P.

         TA Venture Investors L.P.

 

 

970,948
567,666
22,706

 

 

  8    SHARED DISPOSITIVE POWER

 

        N/A

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

 

 

970,948

567,666

22,706

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

 

 

6.89%

4.03%

0.16%

12  

TYPE OF REPORTING PERSON

 

Three Limited Partnerships

   

 

SEE INSTRUCTION BEFORE FILLING OUT!

 

Page 2


ATTACHMENT TO FORM 13G

 

ITEM 1 (a)

   NAME OF ISSUER: Natrol, Inc.     

ITEM 1 (b)

   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:     
    

21411 Prairie St.

Chatsworth, CA 91311

    

ITEM 2 (a)

  

NAME OF PERSON FILING:

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

    

ITEM 2 (b)

  

ADDRESS OF PRINCIPAL BUSINESS OFFICE:

c/o TA Associates

125 High Street, Suite 2500

Boston, MA 02110

    

ITEM 2 (c)

   CITIZENSHIP: Not Applicable     

ITEM 2 (d)

   TITLE AND CLASS OF SECURITIES: Common     

ITEM 2 (e)

   CUSIP NUMBER: 638789 10 7     

ITEM 3

   IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1 (b) OR 13d-2 (b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable     

ITEM 4

   OWNERSHIP     
ITEM 4 (a)    AMOUNT BENEFICIALLY OWNED:    COMMON STOCK

    

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

   970,948
567,666
22,706
ITEM 4 (b)    PERCENT OF CLASS    PERCENTAGE

    

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

   6.89%
4.03%
0.16%

ITEM 4 (c)

   NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
    

(I)            SOLE POWER TO VOTE OR DIRECT THE VOTE:

   COMMON STOCK

    

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

   970,948
567,666
22,706
    

(II)            SHARED POWER TO VOTE OR DIRECT THE VOTE:

   N/A
    

(III)          SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION:

   COMMON STOCK

    

Advent VII L.P.

Advent Atlantic and Pacific III L.P.

TA Venture Investors L.P.

   970,948
567,666
22,706
    

(IV)            SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION

   N/A

 

Page 3


ITEM 5

   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable

ITEM 6

  

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

 

Not Applicable

ITEM 7

  

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY THAT ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

Not Applicable

ITEM 8

  

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

This schedule 13G is filed pursuant to Rule 13d-l (d). For the agreement of group members to a joint filing, see below.

ITEM 9

   NOTICE OF DISSOLUTION OF GROUP: Not Applicable

ITEM 10

   CERTIFICATION: Not Applicable

 

Page 4


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Page 5


AGREEMENT FOR JOINT FILING

 

Advent VII L.P., Advent Atlantic and Pacific III L.P., and TA Venture Investors L.P., hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of Natrol, Inc.

 

Dated: February 14, 2006

 

Advent VII L.P.

By:  

TA Associates VII L.P., its General Partner

By:  

TA Associates, Inc., its General Partner

By:   /s/    THOMAS P. ALBER      
    Thomas P. Alber, Chief Financial Officer

ADVENT ATLANTIC AND PACIFIC III L.P.

By:  

TA Associates AAP III Partners L.P., its General Partner

By:  

TA Associates, Inc. its General Partner

By:   /s/    THOMAS P. ALBER      
    Thomas P. Alber, Chief Financial Officer
TA Venture Investors L.P.
    /s/    Thomas P. Alber      

Thomas P. Alber, Attorney-in-Fact

 

Page 6

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